-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, INlarCrkkHFeJdZIF7WZpc2ibEu6DPTfB/bQQ9gxG7sAydbulPw6W4q5N9+hfWEu E3NdVR/LQ+OXzWdMwK4BIA== 0000902664-05-002080.txt : 20051028 0000902664-05-002080.hdr.sgml : 20051028 20051028115714 ACCESSION NUMBER: 0000902664-05-002080 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20051028 DATE AS OF CHANGE: 20051028 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JANA PARTNERS LLC CENTRAL INDEX KEY: 0001159159 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: JANA PARTNERS LLC STREET 2: 536 PACIFIC AVENUE CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 2125935955 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MASSEY ENERGY CO CENTRAL INDEX KEY: 0000037748 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 950740960 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-30745 FILM NUMBER: 051162056 BUSINESS ADDRESS: STREET 1: 4 NORTH 4TH STREET CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 9493492000 MAIL ADDRESS: STREET 1: 4 NORTH 4TH STREET CITY: RICHMOND STATE: VA ZIP: 23219 FORMER COMPANY: FORMER CONFORMED NAME: FLUOR CORP/DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FLUOR CORP LTD DATE OF NAME CHANGE: 19710624 SC 13D/A 1 sc13da.txt MASSEY ENERGY COMPANY SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------- SCHEDULE 13D/A* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 1) Massey Energy Company - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.625 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 576206106 - -------------------------------------------------------------------------------- (CUSIP Number) Marc Weingarten, Esq. Schulte Roth & Zabel LLP 919 Third Avenue New York, New York 10022 (212) 756-2000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 27, 2005 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. [ ] NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 5 Pages) - -------------------------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------------ --------------------- CUSIP NO. 576206106 SCHEDULE 13D/A PAGE 2 OF 5 PAGES - ------------------------------ --------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) JANA PARTNERS LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 5,791,700 (see Item 5) ---------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY -0- OWNED BY ---------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 5,791,700 (see Item 5) ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 5,791,700 (see Item 5) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.5% (see Item 5) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IA - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------ --------------------- CUSIP NO. 576206106 SCHEDULE 13D/A PAGE 3 OF 5 PAGES - ------------------------------ --------------------- The Schedule 13D (the "Schedule 13D") filed on September 15, 2005 by JANA Partners LLC, a Delaware limited liability company (the "Reporting Person"), relating to the shares ("Shares") of common stock, $0.625 par value, of Massey Energy Company (the "Issuer"), is hereby amended as set forth below by this Amendment No. 1 to the Schedule 13D. The principal executive office of the Issuer is located at 4 North 4th Street, Richmond, Virginia 23219. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. As of the date of this filing, the Reporting Person may be deemed the beneficial owner of (i) 4,832,800 Shares outright and (ii) 958,900 Shares issuable upon the exercise of call options (the "Options"). The exercise prices of the Options are listed in Schedule A. The aggregate purchase price of the 4,832,800 Shares owned beneficially by the Reporting Person is $225,932,054. Such Shares were acquired with investment funds in accounts under management. ITEM 5. INTEREST IN SECURITIES OF THE COMPANY (a) The aggregate percentage of Shares reported to be beneficially owned by the Reporting Person is based upon 76,864,617 Shares outstanding, which is the total number of Shares outstanding as reported in the Issuer's Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2005. As of the close of business on October 27, 2005, the Reporting Person may be deemed to beneficially own 5,791,700 Shares, as described in section (b) below, constituting approximately 7.5% of the Shares outstanding. (b) As of the date of this filing, the Reporting Person may be deemed the beneficial owner of (i) 4,832,800 Shares outright and (ii) 958,900 Shares issuable upon the exercise of the Options. The aggregate purchase price of the 4,832,800 Shares owned beneficially by the Reporting Person is $225,932,054. The exercise prices of the Options are listed in Schedule A. The Reporting Person has sole voting and dispositive powers over the 5,791,700 Shares reported herein, which powers are exercised by the Principals. (c) Information concerning transactions in the Shares effected by the Reporting Persons during the past sixty days is set forth in Schedule A hereto and is incorporated herein by reference. All of the transactions in Shares listed on Schedule A hereto were effected in open market purchases on the NYSE through various brokerage entities. The Options were also purchased on the open market. (d) No person (other than the Reporting Person) is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Shares. (e) Not applicable. - --------------------------- ------------------- CUSIP NO. 576206106 SCHEDULE 13D/A PAGE 4 OF 5 PAGES - --------------------------- ------------------- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: October 28, 2005 JANA PARTNERS LLC By: /s/ Barry Rosenstein --------------------------- Name: Barry Rosenstein Title: Managing Partner By: /s/ Gary Claar --------------------------- Name: Gary Claar Title: Managing Director - --------------------------- ------------------- CUSIP NO. 576206106 SCHEDULE 13D/A PAGE 5 OF 5 PAGES - --------------------------- ------------------- SCHEDULE A TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased (Sold) Price per Share ($) ------------------- ----------------------- ------------------- 9/7/2005 275,400 48.9336 9/7/2005 82,712 48.9630 9/7/2005 22,950 48.9350 9/7/2005 91,800 48.8850 9/7/2005 211,140 48.9593 9/7/2005 24,600 48.9336 9/7/2005 7,388 48.9630 9/7/2005 2,050 48.9350 9/7/2005 8,200 48.8850 9/7/2005 18,860 48.9593 9/8/2005 183,600 49.7127 9/8/2005 91,800 49.6125 9/8/2005 16,400 49.7127 9/8/2005 8,200 49.6125 9/12/2005 (12,400) (50.2770) 9/14/2005 Options to purchase 55.0000 (exercise 170,000 Shares price of options) 10/13/2005 Options to purchase 45.0000 (exercise 25,000 Shares price of options) 10/18/2005 Options to purchase 45.0000 (exercise 260,500,Shares prices of options) 10/18/2005 Options to purchase 45.0000 (exercise 23,300 Shares prices of options) 10/19/2005 Options to purchase 45.0000 (exercise 198,500 Shares prices of options) 10/19/2005 Options to purchase 45.0000 (exercise 17,700 Shares prices of options) 10/27/2005 Options to purchase 45.0000 (exercise 263,900 Shares prices of options) -----END PRIVACY-ENHANCED MESSAGE-----